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FCA

Regulation

Wheatley 'defers bonus' after insurance industry probe blunder

Martin Wheatley, chief executive of the Financial Conduct Authority (FCA), has deferred taking his annual bonus amid the ongoing enquiry into the bungled announcement of an insurance industry investigation.

clock 27 June 2014 •

Investing in the profession

Panacea Adviser unveils independent trail commission guide

Online support service Panacea Adviser has launched a guide to help firms plan their strategies around the switch-off of trail commission.

clock 26 June 2014 •

Mortgages

Bank of England moves to cap mortgage lending

Plans to place loan-to-income restrictions on mortgage lenders have been announced by the Bank of England's Financial Policy Committee (FPC).

clock 26 June 2014 •

Regulation

Ex-Schroders trader charged with insider dealing

The Financial Conduct Authority (FCA) has charged a former Schroders equities trader with nine counts of insider dealing.

clock 25 June 2014 •

Regulation

FSA employee 'swore' at adviser during telephone call

The financial services regulator has apologised to an adviser who claims an employee swore at him during a telephone conversation.

clock 25 June 2014 •

Regulation

Wonga to pay £2.6m to customers for 'misleading' debt collection practices

Wonga is to pay more than £2.6m to around 45,000 customers for "unfair and misleading" debt collection practices following an investigation by the regulator.

clock 25 June 2014 •

Regulation

Adviser claims victory in FCA long-stop battle

A financial adviser has been permitted to include a complaints time bar in his client terms of business contracts, after the Financial Conduct Authority (FCA) conceded to his case.

clock 24 June 2014 •

Regulation

And how would you like to pay? FCA mulls authorisation charge changes

The Financial Conduct Authority (FCA) is considering changing the way it charges firms, including financial advisers, that want regulatory authorisation.

clock 24 June 2014 •

Investment

JPM's Berens: AMC will be dead within a year

Fund groups are set to come under fresh pricing pressure ahead of the ‘death' of AMCs, JP Morgan Asset Management's Jasper Berens has said.

clock 23 June 2014 •

Mortgages

FCA boss 'disappointed' at banks over use of new mortgage rules

Head of the Financial Conduct Authority Martin Wheatley has criticised banks for their ‘disappointing' interpretation of new rules for mortgage lenders.

clock 23 June 2014 •
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