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FCA

Regulation

FCA beefs up competition team by 30 staff in one year

The Financial Conduct Authority (FCA) has increased its competition team by 30 staff in the last year, as it prepares to step up its competition investigations and market studies, according to FCA figures obtained by financial services regulatory consultancy...

clock 07 July 2014 • 2 min read

Regulation

SFO launches fraud probe into unregulated property scheme

The Serious Fraud Office is investigating an allegation of fraud against a number of investment funds operated by Stirling Mortimer Global Property fund.

clock 04 July 2014 • 2 min read

Regulation

FCA spends £3m on legal battles against firms

The Financial Conduct Authority (FCA) spent more than £3m on legal representation in its first nine months in office, according to information published on 3 July.

clock 04 July 2014 • 2 min read

Regulation

The long-stop: Your final call to make a difference

Time is running out to make your voice heard in the long-stop debate

clock 04 July 2014 • 4 min read

Regulation

Banks send Wonga-style legal threats to customers

High street banks are using Wonga-style bullying letters to chase customers for payments.

clock 04 July 2014 • 2 min read

Investing in the profession

The great break-away: How the RDR sparked a new wave of start-up firms

The great break-away: How the RDR sparked a new wave of start-up firms

clock 03 July 2014 • 4 min read

Regulation

Retired IFA battling generation-old complaint pushes MP on 'crazily unfair' long-stop

A retired IFA currently battling an Ombudsman payment protection insurance claim dating from the 1980s says the lack of a complaints long-stop for advisers is "crazily unfair" and is pushing his MP to intervene.

clock 03 July 2014 • 3 min read

Investing in the profession

Sole trader sells to Gemini WM due to 'ever increasing cost pressures'

IFA and wealth manager Gemini Wealth Management has acquired the pension and investment business from a fellow advisory firm after it shut up shop due to the "increasing costs" put on small firms.

clock 02 July 2014 • 1 min read

RDR

APFA: More small firms could disappear as advisers lack confidence in business models

The Association of Professional Financial Advisers (APFA) has warned the industry could yet lose more small firms as advisers say they are lacking confidence in their business models.

clock 27 June 2014 •

Charging

APFA warns advisers to keep 'record of activity' with Aegon after trail controversy

The Association of Professional Financial Advisers (APFA) has warned advisers to keep a "record of activity with any clients they have with Aegon" after it emerged the Dutch provider had contacted clients to switch-off trail commission.

clock 27 June 2014 •
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