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FCA

Regulation

FCA defines difference between 'information' and 'advice'

The Financial Conduct Authority (FCA) has laid out for firms what it views as the differences between ‘information' and ‘investment advice' - and when information can be advice.

clock 11 July 2014 •

Regulation

FCA consults on boundaries for 'automated' advice models

The Financial Conduct Authority (FCA) is consulting on guidance to clarify the boundaries between different investment advice models, such as simplified, or automated, advice.

clock 11 July 2014 •

RDR

Regulator's RDR costs jump 38% in a year

The Financial Conduct Authority (FCA) spent £3.3m on overseeing the Retail Distribution Review (RDR) last year, according to its annual accounts, a 37.5% increase on the cost of the rule change before implementation.

clock 10 July 2014 • 1 min read

Regulation

Arch Cru investors receive £11.8m with advice redress scheme

Investors in the failed Arch Cru fund range have so far received £11.8m in redress as a result of the Financial Conduct Authority's (FCA) industry-wide review into the debacle.

clock 10 July 2014 • 2 min read

Regulation

Is the FCA protecting consumers? Eight key numbers

Is your regulator adequately protecting consumers? PA runs the numbers...

clock 10 July 2014 •

Regulation

FCA chief Wheatley paid £610k in 2013-2014

Financial Conduct Authority (FCA) chief executive Martin Wheatley was paid a total of £610,000 in the year to 31 March, with a basic salary of £460,000, figures published today show.

clock 10 July 2014 • 1 min read

Pensions

Hold up: How SIPP reforms may be further off than you think

The FCA recently announced further delays to SIPP reforms. Fiona Murphy takes a look at what this means for SIPP operators and advisers.

clock 09 July 2014 •

Pensions

Head to Head: Should a permitted investment list be reinstated for SIPP providers?

Should a permitted investment list be reinstated for SIPP providers?

clock 07 July 2014 • 6 min read

First time buyers

FCA may restrict lenders' ability to alter mortgage terms

The Financial Conduct Authority (FCA) may restrict the changes lenders can make to mortgage contracts after assessing the fairness of the existing regulations.

clock 07 July 2014 • 1 min read

Regulation

FCA confirms fees for advisers; will not reimburse 'overcharged' fees

The Financial Conduct Authority (FCA) has confirmed advisers' regulatory fees for the next year will be £68m - a near-19% reduction on last year, in its latest policy statement.

clock 07 July 2014 • 2 min read
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