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FCA

Regulation

SimplyBiz launches events on sunset clause

Support services provider SimplyBiz is launching a series of events focusing on investments and the sunset clause.

clock 03 September 2014 •

Your profession

Seven golden rules to buying an IFA practice

Seven golden rules to buying an IFA practice

clock 03 September 2014 •

Pensions

RP: Five things you might have missed

In this week's Retirement Planner news round-up we highlight five key stories you might have missed over the past seven days.

clock 02 September 2014 •

Regulation

Consumer Panel pushes for MAS remit to be widened

The Financial Services Consumer Panel (FSCP) has called for the Money Advice Service (MAS) to widen its remit from generic advice to helping people "understand products" and "choosing a pension or a mortgage".

clock 02 September 2014 •

Technology

Social media: Are you compliant?

Whether you're a social media star or Luddite, Fiona Murphy outlines the latest FCA rules on making sure your communications do not breach the regulator's new rules.

clock 01 September 2014 •

Pensions

Should SIPPs go into peer-to-peer lending?

Adam Wrench looks into the reasons why the SIPP industry should be looking more closely at the peer to peer lending market.

clock 01 September 2014 •

Pensions

Dear CEO: What the latest SIPP reforms mean

Fiona Murphy takes a closer look at the Financial Conduct Authority's (FCA) capital adequacy reforms, thematic review and ‘Dear CEO' letter for SIPP operators.

clock 01 September 2014 •

Retirement

Inquiry: What support do advisers need?

The retirement market is changing and financial advisers and their clients need more information about the different options. Helen Morrissey goes through the latest findings into where support is needed and how it should be delivered.

clock 01 September 2014 •

Regulation

A web of deceit: How one IFA's trickery led to his downfall

A web of deceit: How one IFA's trickery led to his downfall

clock 29 August 2014 •

Regulation

FCA hits London adviser with £350k fine for mis-selling UCIS

The Financial Conduct Authority (FCA) has fined the director of a London advice firm £350,000 and banned him from practising for mis-selling high risk unregulated collective investment schemes (UCIS).

clock 29 August 2014 •
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