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FCA

Regulation

Why we're happy to pay for guaranteed guidance

Why we’re happy to pay for guaranteed guidance

clock 09 December 2014 •

Pensions

Do we need a lifeboat fund for non-standard SIPP assets?

SIPP providers are struggling to find buyers due to large proportions of non-standard assets in their portfolio. Helen Morrissey asks what can be done about this issue.

clock 09 December 2014 •

Regulation

FOS rules out charging complainants

The Financial Ombudsman Service (FOS) has ruled out charging "nominal" fees to complainants, agreeing with Parliament's view the service must be free to ensure the public's confidence in it.

clock 09 December 2014 •

Regulation

Tyrie: The FCA must improve

Treasury Committee chairman Andrew Tyrie has said the Financial Conduct Authority (FCA) must engage more with the regulated community and do more for consumers, as the City watchdog announced sweeping structural and personnel changes following a strategic...

clock 09 December 2014 •

Regulation

FCA confirms Adamson exit amid sweeping structural changes

The Financial Conduct Authority (FCA) has confirmed director of supervision Clive Adamson is leaving the organisation as it makes sweeping structural and personnel changes.

clock 08 December 2014 •

Regulation

FCA's McDermott to replace Adamson as supervision head

FCA director of enforcement Tracey McDermott is to become the regulator's director of supervision in a shake-up of its reporting lines, according to reports.

clock 08 December 2014 •

Regulation

FCA to review fine volume after record-breaking year

The Financial Conduct Authority (FCA) is to review how and how much it fines businesses amid complaints from banks about the rise of high penalties.

clock 08 December 2014 •

Your profession

Is online the best way to deliver advice to the mass market?

Servicing the mass market effectively is a tricky issue for financial advisers. However, Chapters Financial director Keith Churchouse talks to Helen Morrissey about the launch of a new website that could have a huge impact on how the mass market receives...

clock 05 December 2014 •

Regulation

12% of what? Advisers say guidance guarantee cost cut not enough

Should advisers pay for it?

clock 04 December 2014 • 3 min read

Regulation

FCA director of supervision Adamson to exit

FCA executive and director of supervision Clive Adamson is to leave the organisation within months, according to reports.

clock 04 December 2014 •
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