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FCA

Your profession

Adviser noticeboard: This week's events, hires (and a joke)

This week's events, hires (and a joke)

clock 09 February 2015 •

Income

Catch up: Five retirement stories you might have missed

Five retirement stories you might have missed

clock 06 February 2015 •

Regulation

IFA, Goldman Sachs and Lloyds to head FCA's industry lobby panels

An IFA and the directors of banking giants Goldman Sachs and Lloyds will head up the panels that raise the industry's voice on policy making to the ear of the regulator.

clock 06 February 2015 •

Regulation

John Porteous: The unavoidable challenges facing simplified advice

The unavoidable challenges facing simplified advice

clock 05 February 2015 •

Regulation

IFAs make up fifth of firms with consumer credit permissions

Almost a fifth of all firms granted interim consumer credit permissions are IFAs, according to Financial Conduct Authority (FCA) figures.

clock 04 February 2015 •

Wrap/platforms

Blog: What did the Romans ever do for us? Part II

What did the Romans ever do for us? Part II

clock 03 February 2015 •

Regulation

FCA reporting system GABRIEL troubles continue

Problems with the Financial Conduct Authority's (FCA's) online regulatory reporting system GABRIEL have now persisted for a week, leaving firms struggling to input their data.

clock 03 February 2015 •

Your profession

Adviser noticeboard: This week's events, hires (and a joke)

All this week's key events, hires and fires (plus a quick joke)

clock 02 February 2015 •

Global

Two rogue traders found guilty of fraud

Two rogue traders were found guilty and have been sentenced to a combined nine years in prison for defrauding investors and operating a collective investment scheme without authorisation.

clock 02 February 2015 •

Regulation

RP Poll: Will the 'second line of defence' save retirees from bad outcomes?

RP Poll: Will the ‘second line of defence’ save retirees from bad outcomes?

clock 30 January 2015 •
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