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FCA

Regulation

Ongoing focus: The FCA, remuneration and incentives

The FCA, remuneration and incentives

clock 21 September 2015 •

Regulation

FCA Catalyst director ban rejected

The Financial Conduct Authority (FCA) has had its attempt to ban a director of failed investment firm Catalyst rejected.

clock 21 September 2015 •

Regulation

FCA cuts back direct firm control in supervision overhaul

The Financial Conduct Authority (FCA) has outlined details of its new supervision strategy, including dropping some firms' individual supervisors.

clock 18 September 2015 •

Regulation

IFA launches pension transfer service for rival advisers' clients

IFA PQR Financial Planning has launched a pension transfer advice service for clients of advisers who are reluctant or unable to carry out the business.

clock 18 September 2015 •

Your profession

Providers' advice dilemma - to buy or not to buy?

Should product providers and asset managers enter the advice market?

clock 17 September 2015 •

Regulation

Harlequin seeks to annul court deal, asks investors to reinvest compensation

Troubled overseas property group Harlequin is encouraging investors to use compensation payouts to reinvest in its scheme - at the same time as it fights a settlement deal it reached with unhappy investors last year.

clock 16 September 2015 •

Regulation

Pension transfers: Four ideas for speeding them up

A mandatory requirement on providers to use Origo's Options Transfers service is among the suggestions for improving the efficiency of pension transfers.

clock 16 September 2015 •

Regulation

FCA: We understand advisers' concerns about simplified advice liability

The regulator has said it understands advisers' concerns about their liability for simplified advice, saying it has made the issue a core part of the Financial Advice Market Review (FAMR).

clock 16 September 2015 •

Regulation

Providers confused on pension transfer advice rules

Some providers that insist regulated advice be taken by customers seeking to transfer out of their pensions are unsure why they require it, research suggests.

clock 16 September 2015 •

Regulation

FCA will spurn consumer body call to rate firms - lawyer

The regulator is likely to shrug off calls from the Financial Services Consumer Panel (FSCP) to create a quality rating for firms, on the grounds it does not have the resources to take on the burden, a law firm has said.

clock 16 September 2015 •
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