The Financial Conduct Authority (FCA) has outlined details of its new supervision strategy, including dropping some firms' individual supervisors.
The regulator is swapping its supervision categories C1-C4 for new ‘fixed portfolio' and 'flexible portfolio' categories. Broadly speaking the largest firms, which were previously in C1 or C2, will...
Ahead of December deadline
Advisers should reconsider process
In preparation for December deadline
CISI Financial Planning conference
At times when scandal tears through the industry, David Boyle believes in the importance of regrouping, learning and making sure all bases are covered with sound due diligence practices
As the UK nears election day, Neil Birrell believes it is time for investors to look at what he believes is an undervalued UK equities sector...
Introduces drawdown lock
Began career in 1985