FCA

Consolidation is not going anywhere...

Fund manager allowed to make unauthorised $150m trade

Govt gives five million people ability to sell retirement income

The Financial Conduct Authority (FCA) wants to hear from advisers about the risks involved in making social investments.

Brave new world

The former chief executive of adviser network Financial, Charlie Palmer, is appealing a decision by the Financial Conduct Authority (FCA) to ban and fine him £86,000 for failing to ensure his advisers gave suitable advice.

The Treasury wants to make advice mandatory for sales of annuities on the secondary market, it has said in a statement today.

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Investment advisers still need to make "substantial" improvements in demonstrating the suitability of their advice, despite a series of warnings, the regulator has found.

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