FCA

Wrap/platforms

Platform pointers: Five handy due diligence tips

Cathi Harrison fills in the gaps left by the FCA

clock 25 February 2016 • 3 min read

Regulation

FAMR criticised for 'unrealistic' format

Only a small percentage of advisers responded to FAMR

clock 25 February 2016 • 2 min read

Regulation

FCA criticised for failure to understand cost of compliance

NAO report says regulation harms innovation

clock 24 February 2016 • 3 min read

Regulation

Safeguarded benefits: Pension transfers and opt-outs

DWP factsheet released in January

clock 23 February 2016 • 3 min read

Regulation

FCA fines WH Ireland £1.2m and restricts new client bookings over market abuse failings

Was warned of fine in December

clock 23 February 2016 • 2 min read

Regulation

Banks return to advice will comfort elderly, FCA paper claims

FCA ageing paper outlines key issues

clock 22 February 2016 • 2 min read

Regulation

'Disappointing' FCA due diligence review misses real adviser issues, consultancy warns

Review is 'too high level'

clock 22 February 2016 • 4 min read

Regulation

End game for Harlequin? High Court orders chairman to pay investors £1.3m

Ruling handed down in London

clock 22 February 2016 • 5 min read

Regulation

FCA raises concerns about advisers' platform due diligence

Platform due diligence is lacking

clock 19 February 2016 • 5 min read

Companies

The big five: Advisers rate their biggest concerns for 2016

From pension taxation to Brexit

clock 19 February 2016 • 2 min read