Platform pointers: Five handy due diligence tips
Cathi Harrison fills in the gaps left by the FCA
Para-Sols founder Cathi Harrison kicks off her regular columns for PA with some much-needed platform due diligence insight...
No doubt you have seen the recent FCA review of the platform due diligence undertaken by firms. And no doubt you have also seen the criticism of said review. The scope of the review was very limited;...
More on Wrap/platforms
7IM latest platform to allow use of e-signatures
Plus more updates
Midlands firm fails leaving almost 30 FSCS compensation claims
Lost permissions two years ago
Pull the other one, Mr Regulator, a risk-based FSCS levy is too good to be true
Advisers need to respond to FCA
FCA to end temporarily postponed deadlines for fund reports and accounts
Deadlines had been extended due to Covid-19
Back to Top
More news
Raymond James opens Watford branch
Fox to lead branch
7IM latest platform to allow use of e-signatures
Plus more updates
Demand for face-to-face financial advice 'remains strong'
Two thirds feel robo-advice won’t meet their needs
One-third of asset managers not engaging on climate change despite three-quarters claiming to
Fewer than two thirds have an ESG engagement policy
