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FCA

FCA's ongoing advice services findings 'encouraging' but work not over

Regulation

FCA's ongoing advice services findings 'encouraging' but work not over

Advisers said to be breathing collective sigh of relief

clock 24 February 2025 • 7 min read
The poor practices found in FCA's ongoing services review

Regulation

The poor practices found in FCA's ongoing services review

And what advice firms were doing well

clock 24 February 2025 • 2 min read
FCA reconsidering ongoing advice services rules as review findings revealed

Regulation

FCA reconsidering ongoing advice services rules as review findings revealed

Advisers delivering suitability reviews in ‘vast majority’ of cases

clock 24 February 2025 • 3 min read
FCA addresses criticism on plan to auto-delete staff emails after a year

Regulation

FCA addresses criticism on plan to auto-delete staff emails after a year

‘We’re not deleting evidence or hiding information’

clock 20 February 2025 • 3 min read
FSCS' Independently East investigation nears completion

Companies

FSCS' Independently East investigation nears completion

Advice firm entered liquidation in 2023

clock 19 February 2025 • 1 min read
Modernising the redress system: A significant opportunity for reform

Regulation

Modernising the redress system: A significant opportunity for reform

‘Genuine and significant opportunity to rethink the way that complaints are resolved’

clock 19 February 2025 • 5 min read
AI-driven chatbots will 'play dominant role' in financial advice

Your profession

AI-driven chatbots will 'play dominant role' in financial advice

Fundscape’s latest whitepaper reveals how AI is being used in financial advice

clock 18 February 2025 • 1 min read
FCA delays portfolio management SDR implementation

Your profession

FCA delays portfolio management SDR implementation

'We no longer intend to publish a policy statement in Q2 2025'

clock 17 February 2025 • 1 min read
FCA takes more time to review 'polluter pays' redress feedback

Regulation

FCA takes more time to review 'polluter pays' redress feedback

Intends to publish response later this year

clock 17 February 2025 • 3 min read
Navigating FCA supervisory visits: Insights on Consumer Duty compliance

Regulation

Navigating FCA supervisory visits: Insights on Consumer Duty compliance

Preparation is key: Lessons from Curve’s experience

clock 17 February 2025 • 4 min read
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