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FCA

How FCA could tackle review of 'opaque' MPS market

DFM & Model Portfolios

How FCA could tackle review of 'opaque' MPS market

Target market an expected focus as propositions have ‘questions to answer’

clock 03 March 2025 • 4 min read
Nexus IFA director Kerry Nelson charged over £2m alleged fraud

Regulation

Nexus IFA director Kerry Nelson charged over £2m alleged fraud

FCA also starts criminal proceedings against firm's business operations manager

clock 28 February 2025 • 1 min read
FCA urges principal firms to check PII cover

Regulation

FCA urges principal firms to check PII cover

Regulator finds 10% of sampled firms may not have adequate cover in place

clock 28 February 2025 • 1 min read
Consumer Duty champions officially axed

Regulation

Consumer Duty champions officially axed

No longer a requirement from today

clock 27 February 2025 • 2 min read
FCA CEO: Tackling growth 'requires bold strokes – from all of us'

Regulation

FCA CEO: Tackling growth 'requires bold strokes – from all of us'

Regulator looks to 'end duplication'

clock 27 February 2025 • 2 min read
FCA to undertake MPS Consumer Duty review

Regulation

FCA to undertake MPS Consumer Duty review

Regulator recognises the sector has been ‘growing at pace’

clock 26 February 2025 • 2 min read
WealthTek's John Dance to face trial in 2027 for £64m fraud

People

WealthTek's John Dance to face trial in 2027 for £64m fraud

Court date set as he pleads not guilty

clock 25 February 2025 • 2 min read
FSCS working with Police Scotland on under investigation firm

Companies

FSCS working with Police Scotland on under investigation firm

Lifeboat fund aware that customers had purchased investments from insurance broker

clock 25 February 2025 • 2 min read
FCA ongoing services wish lists: 'Advice shouldn't be like a car tax reminder'

Regulation

FCA ongoing services wish lists: 'Advice shouldn't be like a car tax reminder'

FCA urged to adopt a 'more principled and realistic approach'

clock 25 February 2025 • 3 min read
MPs slam FCA's 'draconian and opaque' email deletion plans

Regulation

MPs slam FCA's 'draconian and opaque' email deletion plans

Policy said to present 'inevitable, illogical and irrational risks'

clock 24 February 2025 • 2 min read
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