FCA

Your profession

FCA contingent charging ban dubbed 'draconian'

Reducing amount of financial advice

clock 05 June 2020 • 6 min read

Your profession

FCA bans handful of firms using unauthorised celebrity endorsements

UK investors lost hundreds of thousands of pounds

clock 01 June 2020 • 2 min read

Your profession

'Retirement income advice is the biggest problem in the adviser market' - Rory Percival

As important as DB transfers

clock 29 May 2020 • 6 min read

Investment

High Court throws out Burford Capital's case against London Stock Exchange

'Speculative' conclusions

clock 18 May 2020 • 2 min read

Regulation

Regulators launch 'the grid' to map out upcoming rule changes

Upcoming regulatory work

clock 07 May 2020 • 2 min read

Regulation

Investment Association warns of 'heightened criminal activity' from coronavirus scammers

Jump in phishing and 'smishing' tactics reported

clock 29 April 2020 • 3 min read

Regulation

FCA acts against alleged unauthorised investment adviser and 24HR Trading Academy

£624,311 of assets frozen

clock 27 April 2020 • 1 min read

Your profession

FCA provides more clarity on capital buffers for struggling firms

Capital adequacy restrictions relaxed

clock 17 April 2020 • 1 min read

Your profession

Tilney/Smith & Williamson merger delayed due to coronavirus pandemic

'Significant progess' made in FCA talks so far

clock 15 April 2020 • 2 min read

Regulation

FCA compromise on 10% drop notifications contains 'unnecessary' catch

Advisers critical

clock 01 April 2020 • 4 min read