Advisers have welcomed the Financial Conduct Authority’s (FCA) temporary softening of 10% drop notifications, but believe the requirement for notices each quarter was unnecessary.
Upon reading the FCA's latest Dear CEO letter, in which the regulator said it would temporarily soften its stance on 10% portfolio drop notifications, former FCA man turned consultant Rory Percival (pictured)...
Expected by Q2 2021
Rolls-Royce to cut 9,000 jobs
Data live from December
'No stone will be left unturned by regulators'
Scams prevention given weight
Netwealth on hunt for IFAs
From new attitudes to life, to how they approach investing, the wealth outlook is different for baby boomers, millennials and generation Z. Professional Adviser investigates how this may impact their retirement.
Third highest monthly figure since 1993
'Cannot normalise this level of loss'
There is no shortage of IFA firms looking to sell up, writes Daniel Baade. However, the big question is how to finance the acquisition of IFA or wealth management firms...