FCA

Regulation

FCA identifies 30,000 instances of unregulated activity in last 12 months

Calls for more cash to fund scam prevention campaigns

clock 06 January 2021 • 3 min read

Regulation

FCA slaps Charles Schwab UK with £9m fine over compliance failures

Breaches affected retail customers

clock 21 December 2020 • 1 min read

Regulation

'We are profoundly sorry': FCA vows to change after damning LCF and Connaught reports

'Restructuring the FCA'

clock 17 December 2020 • 5 min read

Your profession

FCA fines should contribute to cost of FSCS levy - PIMFA

Until long-term solution is agreed

clock 16 December 2020 • 2 min read

Regulation

FCA slaps 'reckless' former hedge fund CIO with ban and £100k fine

Corrado Abbattista of now-dissolved Fenician Capital Management

clock 15 December 2020 • 2 min read

Regulation

FCA confirms speculative mini-bond mass-marketing ban

From 1 January 2021

clock 10 December 2020 • 1 min read

Regulation

'Make your voices heard': Advisers urged to share consumer investment market views

Call for input closes 15 December

clock 09 December 2020 • 6 min read

Pensions

Adrian Boulding: First steps along the 'investment pathway'

Coming into force in February 2021

clock 09 December 2020 • 8 min read

Regulation

FCA warns of 'significant price clustering' and homes in on ongoing advice services

90% given ongoing advice

clock 03 December 2020 • 2 min read

Your profession

Advised client pension transfer complaints to FCA down in 2020

FOI request

clock 02 December 2020 • 2 min read