FCA

Regulation

FCA delays SM&CR rules on coronavirus disruption

Extended to 31 March 2021 for solo-regulated firms

clock 01 July 2020 • 2 min read

Regulation

FCA launches workplace pensions value for money consultation

Joint strategy with TPR

clock 24 June 2020 • 2 min read

Regulation

FCA consults on prudential investment firm rules: Targets liquidity, remuneration and capital requirements

FCA calls for industry views on post-Brexit prudential rules

clock 23 June 2020 • 1 min read

Protection

Action needed to mitigate 'fraudulent' lead generation in insurance

‘Protecting the Protectors’ paper warns

clock 19 June 2020 • 2 min read

Retirement

FCA called to do more to protect DB and DC members from scams

The Pension Scams Industry Group (PSIG) has called on the Financial Conduct Authority (FCA) to consider further interventions to protect pension scheme members from scams.

clock 11 June 2020 • 1 min read

Your profession

Model Office launches compliance diary system

Draws on expert advice

clock 10 June 2020 • 1 min read

Your profession

FCA Covid-19 survey branded 'a waste of time' by advisers

'Adding pressure'

clock 09 June 2020 • 3 min read

Your profession

FCA contingent charging ban dubbed 'draconian'

Reducing amount of financial advice

clock 05 June 2020 • 6 min read

Your profession

FCA bans handful of firms using unauthorised celebrity endorsements

UK investors lost hundreds of thousands of pounds

clock 01 June 2020 • 2 min read

Your profession

'Retirement income advice is the biggest problem in the adviser market' - Rory Percival

As important as DB transfers

clock 29 May 2020 • 6 min read