professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • PA360 Watchlist

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FCA

Reeves to overhaul regulatory regime as part of growth drive

Regulation

Reeves to overhaul regulatory regime as part of growth drive

FCA and CMA face changes

clock 17 March 2025 • 2 min read
Editor's view: The FCA's mirror pig moment

Your Business

Editor's view: The FCA's mirror pig moment

The editor's Friday Night Takeaway from 14 March

clock 14 March 2025 • 4 min read
Professional Adviser TV: The key to cracking vulnerability

Your Business

Professional Adviser TV: The key to cracking vulnerability

Consumer Duty Alliance CEO joins PA to shed light on the FCA’s vulnerable customer findings

clock 14 March 2025 • 1 min read
FCA charges fifth individual over alleged water investment scam

People

FCA charges fifth individual over alleged water investment scam

John Dobbs charged with three counts of conspiracy to commit fraud by false representation

clock 14 March 2025 • 1 min read
Regulators rethink D&I targets 'to avoid additional burdens on firms'

Regulation

Regulators rethink D&I targets 'to avoid additional burdens on firms'

FCA and PRA to take different appraoch to diversity and inclusion

clock 13 March 2025 • 2 min read
FCA's shelved name and shame policy 'deeply flawed from the outset'

Regulation

FCA's shelved name and shame policy 'deeply flawed from the outset'

The decision to drop the policy described as ‘significant development’

clock 12 March 2025 • 2 min read
SDR 'not easy' but has 'raised the bar' - FCA's Sacha Sadan

Regulation

SDR 'not easy' but has 'raised the bar' - FCA's Sacha Sadan

More than 100 funds have adopted one of the four SDR labels

clock 12 March 2025 • 4 min read
Updated: FCA drops plan to name and shame firms under investigation

Regulation

Updated: FCA drops plan to name and shame firms under investigation

Watchdog to retain existing disclosure rules

clock 12 March 2025 • 1 min read
FCA's consolidation review: 'There's no shortcut on good due diligence'

Regulation

FCA's consolidation review: 'There's no shortcut on good due diligence'

Will consider if more PE due diligence needs to be done

clock 11 March 2025 • 3 min read
Vulnerable clients: FCA vows to take action on persistent poor outcomes

Regulation

Vulnerable clients: FCA vows to take action on persistent poor outcomes

Could be soft intervention or the ‘more pointy end’, regulator said

clock 11 March 2025 • 3 min read
111213
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fca