Consumer Duty

Consumer Duty biggest challenge for 2023, say retail investment firms

Regulation

Consumer Duty biggest challenge for 2023, say retail investment firms

Model Office fourth annual benchmark report highlights firms’ concerns

clock 17 November 2022 • 1 min read
'Elephant in the jungle': FCA chief addresses Consumer Duty worries

Regulation

'Elephant in the jungle': FCA chief addresses Consumer Duty worries

FCA has overcome ‘biggest stumbling blocks’ in rule implementation

clock 17 November 2022 • 4 min read
Clients rate advisers good with 'room for improvement'

Your profession

Clients rate advisers good with 'room for improvement'

NextWealth report looks at implications of Consumer Duty rules

clock 16 November 2022 • 2 min read
Consumer Duty rules drive advice firms to run their own platforms

Platforms

Consumer Duty rules drive advice firms to run their own platforms

Investment platforms integral to professional advice, experts say

clock 16 November 2022 • 5 min read
Consumer Duty: Four outcomes firms need to achieve for customers

Regulation

Consumer Duty: Four outcomes firms need to achieve for customers

Sesame Bankhall Group breaks down the regulator's expectations

clock 15 November 2022 • 4 min read
Consumer Duty: The importance of asking clients the right questions

Regulation

Consumer Duty: The importance of asking clients the right questions

How do you evidence something like understanding?

clock 14 November 2022 • 3 min read
Ten-month Consumer Duty adviser support programme launched

Your profession

Ten-month Consumer Duty adviser support programme launched

Workshops designed to help firms embed the upcoming regulation

clock 07 November 2022 • 2 min read
Industry 'well placed' to live up to FCA's Consumer Duty expectations

Regulation

Industry 'well placed' to live up to FCA's Consumer Duty expectations

FCA wants ‘uplift in standards’ across the board

clock 03 November 2022 • 4 min read
FCA: Consumer Duty will weed out remaining 'bad advisers'

Regulation

FCA: Consumer Duty will weed out remaining 'bad advisers'

Therese Chambers speaking at PFS Conference 2022

clock 01 November 2022 • 2 min read
Adviser e-learning module on Consumer Duty goes live

Regulation

Adviser e-learning module on Consumer Duty goes live

 Verve Group offering aligns with first Consumer Duty deadline

clock 31 October 2022 • 2 min read