The FCA is considering plans to create a separate register that would include financial advisers, in the wake of feedback received on its proposals for the Senior Managers & Certification Regime (SM&CR).
In August last year, a freedom of information request submitted by Professional Adviser to the Financial Conduct Authority (FCA) revealed all CF30 certified workers, which includes all financial advisers,...
Caring for children and elderly relatives
Similar to June 2007
Square Mile’s series of informal interviews
Fine reduced to £60,000
Two roles created