PA Asks reveals ethics concerns: Industry split on rewarding advisers by book size

‘Why do we keep perpetuating this model?'

Sahar Nazir
clock • 2 min read

Financial advisers are divided over whether remuneration based on book size encourages the right behaviours, according to last week's PA Asks.

The poll found that 29% of industry respondents believe rewarding advisers based on the size of their client book drives the right behaviours. By contrast, 37% said it does not, while 35% remained unsure. The 29% of respondents argued that linking remuneration to assets under management (AUM) can recognise the effort involved in building and maintaining large books, especially with high-net-worth clients. One respondent said: "Discouraging advisers by not remunerating them based on book size is going to lead to slap-dash client outcomes. I manage a large book and understand my clients...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Your profession

Feel Good Friday: Wise Investment employee takes on the Great Wall of China for charity

Feel Good Friday: Wise Investment employee takes on the Great Wall of China for charity

Raising funds for Katherine House Hospice

Professional Adviser
clock 13 March 2026 • 1 min read
Directly authorised numbers fall as networks continue to attract advisers

Directly authorised numbers fall as networks continue to attract advisers

‘The DA market is shrinking’

Isabel Baxter
clock 12 March 2026 • 3 min read
Almost half of clients report increase in advice fees

Almost half of clients report increase in advice fees

One of five advisers plan to increase initial fees in next 12 months

Isabel Baxter
clock 12 March 2026 • 2 min read