PA Asks reveals ethics concerns: Industry split on rewarding advisers by book size

‘Why do we keep perpetuating this model?'

Sahar Nazir
clock • 2 min read

Financial advisers are divided over whether remuneration based on book size encourages the right behaviours, according to last week's PA Asks.

The poll found that 29% of industry respondents believe rewarding advisers based on the size of their client book drives the right behaviours. By contrast, 37% said it does not, while 35% remained unsure. The 29% of respondents argued that linking remuneration to assets under management (AUM) can recognise the effort involved in building and maintaining large books, especially with high-net-worth clients. One respondent said: "Discouraging advisers by not remunerating them based on book size is going to lead to slap-dash client outcomes. I manage a large book and understand my clients...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Your profession

SFO secures six-figure confiscation order against Axiom Legal Financing fraudster

SFO secures six-figure confiscation order against Axiom Legal Financing fraudster

David Kennedy is currently serving an eight-year prison sentence

Sahar Nazir
clock 22 December 2025 • 1 min read
Private markets push meets adviser pragmatism: 'Real shift will come when advisers are empowered, not pressured'

Private markets push meets adviser pragmatism: 'Real shift will come when advisers are empowered, not pressured'

Higher proof-of-value demands and operational challenges keep private markets on margins of UK advice portfolios

Sahar Nazir
clock 19 December 2025 • 9 min read
Feel Good Friday: Tyndall Partnerships supports charity drive delivering Christmas aid to over 500 families

Feel Good Friday: Tyndall Partnerships supports charity drive delivering Christmas aid to over 500 families

Business development exec Lawrence Patrick joined charity The Mehiel Foundation

Professional Adviser
clock 19 December 2025 • 1 min read