All financial advisers who are not 'senior managers' under the regulator's incoming Senior Manager & Certification Regime will be taken off the Financial Conduct Authority's register, the watchdog has confirmed.
In response to a freedom of information request submitted by Professional Adviser, the FCA confirmed all CF30 certified workers, which includes all financial advisers, will no longer be "approved" under...
Investment in unregulated scheme
From 6 April 2020
Investors lost £3m
Following M&G suspension
No change in the 'near term'
UK goes to the polls on 12 December
Over the course of this week Professional Adviser has revealed the majority of the shortlists for our 2020 PA Awards, the winners of which will be announced at a black-tie dinner in February.
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