FCA confirms number of advisers will fall off register
Due to changes under Senior Managers regime
All financial advisers who are not 'senior managers' under the regulator's incoming Senior Manager & Certification Regime will be taken off the Financial Conduct Authority's register, the watchdog has confirmed.
In response to a freedom of information request submitted by Professional Adviser, the FCA confirmed all CF30 certified workers, which includes all financial advisers, will no longer be "approved" under...
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