FCA outlines new conduct rules for financial firms
Explains new 'fit and proper' requirements
In its consultation on widening out the senior managers regime to all firms, the Financial Conduct Authority (FCA) has proposed new conduct rules for managers and their employees.
The consultation 'Individual Accountability: Extending the Senior Managers & Certification Regime to all FCA firms' aims to "reduce harm to consumers" by making senior people in firms more responsible...
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