In its consultation on widening out the senior managers regime to all firms, the Financial Conduct Authority (FCA) has proposed new conduct rules for managers and their employees.
The consultation 'Individual Accountability: Extending the Senior Managers & Certification Regime to all FCA firms' aims to "reduce harm to consumers" by making senior people in firms more responsible...
To continue reading this article...
Join Professional Adviser
- Unlimited access to real-time news, industry insights and market intelligence.
- Stay ahead of the curve with spotlights on emerging trends and technologies
- Receive breaking news stories straight to your inbox in the daily newsletters.
- Make smart business decisions with the latest developments in regulation, investing retirement and protection.
- Tap into our community intelligence through our regular Pro Adviser poll.
- Be the first to hear about our events and awards programmes.
