Thousands of advisers have yet to obtain their mandatory statement of professional standing (SPS), according to figures from accredited bodies.
There were 36,000 retail investment advisers in the industry according to a Financial Services Authority (FSA) estimate made prior to 31 December, when the Retail Distribution Review (RDR) rules came into...
More than 4,500 retail investors affected
Ahead of December deadline
Advisers should reconsider process
In preparation for December deadline
After failing to turn up to hearing twice
Lost to Labour's Mick Whitley
Landslide win for Tories