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TCF

Charging

Small firms: A 'must do' RDR checklist

MUST DO

clock 12 April 2012 •

Pensions

ClientView: My adviser saved my pension…and I'll never forget it

SAVIOUR

clock 05 April 2012 • 5 min read

TCF

How to draft (and challenge) restrictive covenants

CLAUSE

clock 05 April 2012 •

TCF

Ombudsman rejects ETV complaint against Alexander Forbes

The Pensions Ombudsman has rejected a complaint alleging that Alexander Forbes Financial Services (AFFS) misled the complainant into switching from a final salary to a defined contribution (DC) pension scheme.

clock 30 March 2012 •

Regulation

IFA granted appeal over dismissal for abusing clients while drunk

An independent financial adviser who admitted to offending a client while drinking alcohol has been given the right to appeal an employment tribunal's decision that her sacking was justified.

clock 20 March 2012 •

TCF

TCF: Well it worked for me

The FSA's ‘treating customers fairly' initiative has invited scorn from advisers who said it muddied waters that were previously clear. But not everyone thinks it was worthless…

clock 14 March 2012 •

TCF

First words: What do you say to a prospective client?

FIRST WORDS

clock 08 March 2012 •

Investing in the profession

Awkward moments and the ones who got away: My client and me

ODD REQUESTS

clock 08 March 2012 • 3 min read

TCF

FSA sets out rules for PPI mis-selling letters

The Financial Services Authority (FSA) has proposed a set of rules dictating how firms which sold payment protection insurance (PPI) must contact potential mis-selling victims to inform them of their rights.

clock 06 March 2012 •

TCF

Shadow minister: TCF has failed

A shadow minister has claimed the FSA's Treating Customers Fairly (TCF) initiative has failed to adequately protect consumers.

clock 02 March 2012 •
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