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Regulation

Regulation

Network seeks investors after posting £106k pre-tax loss

Adviser network Financial Ltd is looking for investment to secure the future of the business after pre-tax losses more than doubled in the year ending March 2014, latest results have shown.

clock 16 January 2015 •

Regulation

Guardian sues Harlequin investors over SIPP fees

Guardian SIPP is suing investors with pension money tied up in troubled property investment Harlequin for non-payment of the fees related to their self-invested personal pension (SIPP).

clock 15 January 2015 •

Regulation

IFAs take FOS to Court of Appeal over Keydata redress

Three IFAs are taking their case to the Court of Appeal in a bid to overturn a High Court ruling backing a Financial Ombudsman (FOS) decision that they should pay clients compensation for advice to invest in failed firm Keydata.

clock 14 January 2015 •

Regulation

FCA cancels adviser's permissions for failing to submit returns

The Financial Conduct Authority (FCA) has cancelled an advice firm's permissions after it failed to submit regulatory returns.

clock 14 January 2015 •

Adviser tips

Armchair Critic: The problem with vertical integration

The problem with vertical integration

clock 14 January 2015 •

Adviser tips

Taking control: How to set a successful pricing model

How to set a successful pricing model

clock 12 January 2015 •

Equities

Arch Financial Products to enter liquidation

Arch Financial Products chief executive Robin Farrell and compliance officer Robert Addison have called in administrators to liquidate the company, weeks after the High Court ruled it had been negligent in its management of the failed Arch cru fund range....

clock 09 January 2015 •

Income

The freedom to sell your annuity (read: The freedom to get screwed)

The freedom to sell your annuity (read: The freedom to get screwed)

clock 06 January 2015 •

Regulation

APFA calls for clarity from FCA on social media rules

An adviser trade association is calling on the regulator to ensure its final guidance on using social media channels is clear after a poll of members suggested more than a third were unaware the watchdog was looking into the issue.

clock 06 January 2015 •

Regulation

Network subject to recruitment ban now welcoming new recruits

Adviser network Financial Ltd has received numerous applications from firms to join since a recruitment ban was lifted late last year, director Brian Galvin has said.

clock 06 January 2015 •
929394
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