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Regulation

RDR

The rules of the game: Clean share class conversions explained

The rules of the game: Clean share class conversions explained

clock 05 December 2014 •

Regulation

Will Budget changes complicate Key Features Illustrations?

Will Budget changes complicate Key Features Illustrations?

clock 04 December 2014 •

Regulation

'Simple' product suite a step closer after Trading Standards approval

A range of simple products that can be bought without advice have got a step closer to market with the receipt of a Trading Standards Institute kite mark.

clock 04 December 2014 •

Regulation

12% of what? Advisers say guidance guarantee cost cut not enough

Should advisers pay for it?

clock 04 December 2014 • 3 min read

Regulation

FCA director of supervision Adamson to exit

FCA executive and director of supervision Clive Adamson is to leave the organisation within months, according to reports.

clock 04 December 2014 •

Regulation

IFP eyes return to surplus despite inducements crackdown

The Institute of Financial Planning (IFP) is "on track" to at least break even in 2014 and is hopeful of a small surplus, despite the challenge presented by a regulatory crackdown on inducements.

clock 03 December 2014 •

Regulation

Tech provider lobbies FCA for review of stochastic modelling

A financial planning tools provider has written to the Financial Conduct Authority (FCA) requesting it look into the appropriateness of stochastic models currently used by advisers amid concerns over their quality.

clock 02 December 2014 •

RDR

Advisers back RDR but argue advice gap is growing - research

More than half of advisers believe the Retail Distribution Review (RDR) has benefited the profession with transparency ranked the most positive effect, according to Schroders research.

clock 02 December 2014 •

Regulation

Treasury Committee repeats call to scrap MAS

Chairman of the Treasury Committee (TC) Andrew Tyrie has again called for the abolition of the Money Advice Service (MAS), in a series of letters published on 30 November.

clock 01 December 2014 •

Regulation

Bellpenny acquires IFA to create SE regional hub

Advice firm Bellpenny has established a south east regional hub after acquiring Essex-based IFA Unizone.

clock 01 December 2014 •
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