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Regulation

Regulation

FCA senior bonuses to be cancelled after insurance investigation

Members of the executive committee at the Financial Conduct Authority (FCA) stand to lose their bonuses over the blunder that caused a collapse in prices of large insurance companies, according to reports.

clock 09 December 2014 •

Regulation

Regulation round-up: Pension Schemes Bill; FCA innovation and DWP research

Regulation round-up: Pension Schemes Bill; FCA innovation and DWP research

clock 09 December 2014 •

Regulation

FOS rules out charging complainants

The Financial Ombudsman Service (FOS) has ruled out charging "nominal" fees to complainants, agreeing with Parliament's view the service must be free to ensure the public's confidence in it.

clock 09 December 2014 •

Regulation

Tyrie: The FCA must improve

Treasury Committee chairman Andrew Tyrie has said the Financial Conduct Authority (FCA) must engage more with the regulated community and do more for consumers, as the City watchdog announced sweeping structural and personnel changes following a strategic...

clock 09 December 2014 •

Regulation

FCA confirms Adamson exit amid sweeping structural changes

The Financial Conduct Authority (FCA) has confirmed director of supervision Clive Adamson is leaving the organisation as it makes sweeping structural and personnel changes.

clock 08 December 2014 •

Regulation

FCA's McDermott to replace Adamson as supervision head

FCA director of enforcement Tracey McDermott is to become the regulator's director of supervision in a shake-up of its reporting lines, according to reports.

clock 08 December 2014 •

Regulation

Advisers targeted by HMRC in VAT clampdown

Financial advisers are among the small and medium size businesses being "aggressively" targeted by HMRC for VAT payments, contributing to a 10% jump in VAT taken from SMEs in the last year, according to a national accountancy group.

clock 08 December 2014 • 2 min read

Regulation

FCA to review fine volume after record-breaking year

The Financial Conduct Authority (FCA) is to review how and how much it fines businesses amid complaints from banks about the rise of high penalties.

clock 08 December 2014 •

Technology

Advisers can discover commission switch-off events with new tool

A tool allowing advisers to discover when providers will switch commission payments off on pre-Retail Distribution Review (RDR) business has been launched.

clock 08 December 2014 •

Regulation

What support do advisers need on Budget changes

What support do advisers need on Budget changes

clock 05 December 2014 •
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