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Regulation

Regulation

Adviser anger sparks FOS 'no confidence' petition to Parliament

An adviser has started a petition to Parliament calling for a vote of no confidence in the Financial Ombudsman Service (FOS) and for it to be brought under the remit of common law.

clock 29 July 2015 •

Regulation

IFA creates robo-adviser to serve clients' 'simpler needs'

A small IFA firm has used its love of social media to create an automated financial advice service for those priced out and cut-off from traditional advice.

clock 29 July 2015 •

Regulation

Why the writing is on the wall for the fund factsheet

Communicate smarter not harder

clock 28 July 2015 •

Regulation

Banned IFA targets True Potential advisers in lead generation rip-off

Network True Potential advisers have spoken of how they lost thousands of pounds to a former IFA banned for mortgage fraud, who promised them leads to high-net-worth clients that were never delivered.

clock 27 July 2015 •

Regulation

'Outraged' IFA petitions FCA for independent review of adviser regulation

A petition is demanding soon-to-be acting head of the Financial Conduct Authority (FCA) Tracey McDermott enact an independent review of advice firm regulation, after an IFA was forced to pay a 320% increase in his Financial Services Compensation Scheme...

clock 24 July 2015 •

Investment

Budget aftermath: Investec's Max King on what you may have missed

Budgets are forgotten once the media frenzy dies down but some of its proposals threaten a nasty after-shock...

clock 24 July 2015 •

Regulation

Blog: Why Osborne could live to regret sacking Wheatley

Will George Osborne live to regret removing the FCA chief executive?

clock 23 July 2015 •

Regulation

FCA splits advice from guidance in new complaints rules

The Financial Conduct Authority (FCA) has for the first time distinguished between advice and guidance in the way it records complaints.

clock 23 July 2015 •

Your profession

Are advisers becoming an endangered species?

Is the UK is facing a different type of advice gap: too few advisers for the number of people needing them?

clock 23 July 2015 •

Regulation

'Disappointed' Wheatley leaving 'unfinished business' at FCA

Outgoing Financial Conduct Authority (FCA) chief executive Martin Wheatley has said he is "disappointed" to be leaving the regulator and will leave behind a "sense of unfinished business".

clock 22 July 2015 •
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