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Regulation

Your profession

Ode to the FCA from an adviser: A Christmas poem

For your reading pleasure...

clock 24 December 2015 •

Regulation

MAS proposes 12% money budget cut as it shifts focus from guidance

Body wants to act more as 'facilitator'

clock 22 December 2015 •

Regulation

FAMR: Robo-advice hailed as possible advice gap saviour

The government has been urged to prioritise simpler guidance, more widespread advice and better retirement products to help people save for retirement, with robo-advice singled out as a possible solution.

clock 21 December 2015 •

Regulation

FAMR 'will lead to safe harbour products'

The Financial Advice Market Review (FAMR) could herald the return of banks and product providers offering mass-market advice propositions, Sesame Bankhall Group (SBG) executive chairman John Cowan has said.

clock 18 December 2015 •

Regulation

Blog: Consolidators face understandable scrutiny from FCA

Consolidation is not going anywhere...

clock 15 December 2015 •

Regulation

FCA seeks advisers' views on social investing

The Financial Conduct Authority (FCA) wants to hear from advisers about the risks involved in making social investments.

clock 14 December 2015 •

Regulation

Ex-network boss appeals FCA ban over suitability failings

The former chief executive of adviser network Financial, Charlie Palmer, is appealing a decision by the Financial Conduct Authority (FCA) to ban and fine him £86,000 for failing to ensure his advisers gave suitable advice.

clock 11 December 2015 •

Regulation

FOS levy up 5%; case fees frozen

The Financial Ombudsman Service (FOS) has proposed to increase its levy on the industry by 5% while freezing case fees for the fourth year running.

clock 08 December 2015 •

Regulation

FCA confirms minimum £20k capital resources rules for June 2016

The Financial Conduct Authority (FCA) has confirmed changes to the amounts of accessible capital investment advisory businesses must hold to absorb potential losses or redress claims.

clock 08 December 2015 •

Companies

Sheriar Bradbury: Undercharging is detrimental to advice

Low fees change consumer perception of the value of advice

clock 07 December 2015 •
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