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Regulation

Regulation

FCA skilled persons reviews decline dramatically

Only four reviews commissioned in last quarter

clock 04 February 2016 • 1 min read

Regulation

Complaints against FCA on the rise

No single factor behind rise

clock 04 February 2016 • 2 min read

Regulation

National IFA order to pay £108k for failing to recommend annuity

The Financial Ombudsman Service (FOS) has ordered national IFA JELF Financial Planning to compensate a client it failed to advise to buy an annuity.

clock 03 February 2016 • 2 min read

Regulation

FCA excludes P2P products from independent advice rules

Advice on the products to be made regulated activity

clock 03 February 2016 • 2 min read

Technology

Innovative, disruptive, exciting: The fast-developing world of fintech

'We have flexed, planned, and innovated to become part of the fintech revolution'

clock 02 February 2016 • 3 min read

Wrap/platforms

Nucleus warns platforms to monitor adviser-client relationship

Platforms expected to take more active role

clock 29 January 2016 • 3 min read

Regulation

MAS adviser search doubles in three months

More people are using the adviser directory

clock 28 January 2016 • 3 min read

Regulation

New FCA chief Bailey hints at softer take on banks

He will not adopt the 'shoot first, ask later' approach

clock 28 January 2016 • 2 min read

Investment

Advisers badge banks as big winners in commission comeback debate

Advisers are largely opposed to a return of commission

clock 25 January 2016 • 3 min read

Charging

Think twice: Why the return of commission is wrong for advice

Throwing the baby out with the advice gap

clock 21 January 2016 • 4 min read
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