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Regulation

Regulation

Five things the Financial Advice Market Review could change

Five things the Financial Advice Market Review could change

clock 24 September 2015 •

Regulation

FCA exits and entrances: Nick Poyntz-Wright out in reshuffle

Industry stalwart Nick Poyntz-Wright has left his role as director of life insurance and financial advice at the regulator, following a high-level reshuffle of the Financial Conduct Authority's (FCA) top people.

clock 22 September 2015 •

Regulation

FOS warns firms about misuse of clients' personal data

The Financial Ombudsman Service (FOS) has reminded firms of its power to order compensation where it deems a business has misused a client's personal information.

clock 22 September 2015 •

Regulation

Former adviser body director general joins FCA committee

Former head of the predecessor to the Association of Professional Financial Advisers, Chris Cummings, has joined the Financial Conduct Authority's (FCA) regulatory decision making committee.

clock 21 September 2015 •

Regulation

Ongoing focus: The FCA, remuneration and incentives

The FCA, remuneration and incentives

clock 21 September 2015 •

Regulation

APFA hires legal eagle to bolster advisers' regulatory fights

The Association of Professional Financial Advisers (APFA) has hired a policy adviser with a legal background that it said will help fight members' corners with regulatory bodies.

clock 21 September 2015 •

Regulation

FCA cuts back direct firm control in supervision overhaul

The Financial Conduct Authority (FCA) has outlined details of its new supervision strategy, including dropping some firms' individual supervisors.

clock 18 September 2015 •

Regulation

IFA launches pension transfer service for rival advisers' clients

IFA PQR Financial Planning has launched a pension transfer advice service for clients of advisers who are reluctant or unable to carry out the business.

clock 18 September 2015 •

Regulation

Back to basics: Advice market review must go to heart of financial planning

Advice market review must go to heart of financial planning

clock 16 September 2015 •

Regulation

Harlequin seeks to annul court deal, asks investors to reinvest compensation

Troubled overseas property group Harlequin is encouraging investors to use compensation payouts to reinvest in its scheme - at the same time as it fights a settlement deal it reached with unhappy investors last year.

clock 16 September 2015 •
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