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Regulation

Regulation

Blog: Consolidators face understandable scrutiny from FCA

Consolidation is not going anywhere...

clock 15 December 2015 •

Regulation

FCA seeks advisers' views on social investing

The Financial Conduct Authority (FCA) wants to hear from advisers about the risks involved in making social investments.

clock 14 December 2015 •

Regulation

Ex-network boss appeals FCA ban over suitability failings

The former chief executive of adviser network Financial, Charlie Palmer, is appealing a decision by the Financial Conduct Authority (FCA) to ban and fine him £86,000 for failing to ensure his advisers gave suitable advice.

clock 11 December 2015 •

Regulation

FOS levy up 5%; case fees frozen

The Financial Ombudsman Service (FOS) has proposed to increase its levy on the industry by 5% while freezing case fees for the fourth year running.

clock 08 December 2015 •

Regulation

FCA confirms minimum £20k capital resources rules for June 2016

The Financial Conduct Authority (FCA) has confirmed changes to the amounts of accessible capital investment advisory businesses must hold to absorb potential losses or redress claims.

clock 08 December 2015 •

Companies

Sheriar Bradbury: Undercharging is detrimental to advice

Low fees change consumer perception of the value of advice

clock 07 December 2015 •

Regulation

Only 12 MPs sign FCA fee freeze motion

Early day motion calling for minimum two-year fee freeze as adviser costs rise

clock 03 December 2015 •

Regulation

Fairstone pans rivals under FCA scrutiny for treating clients as 'tradeable commodity'

FCA writes to adviser consolidators in get-to-know probe

clock 03 December 2015 •

Income

New category of advice needed to get over 70s spending - report

A report has called for a new category of advice for the mass market to help later life consumers "put their savings to use" and help drive economic growth.

clock 02 December 2015 •

Regulation

Have your say: Why FAMR is just as important as RDR

Consultation closes on 22 December

clock 02 December 2015 •
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