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Regulation

Regulation

Report finds advisers still indifferent to RDR

The latest wave of research conducted by data provider Assureweb has suggested that advisers are indifferent to the potential implications the RDR will have on their business.

clock 05 September 2008 •

Regulation

IMA questions transparency in dp response

The IMA has questioned the value of transparency as a regulatory tool.

clock 05 September 2008 •

Your profession

Advisers don't care about RDR - study

The level of apathy among advisers for the implications of the Retail Distribution Review (RDR) is "considerable", a study suggests.

clock 04 September 2008 •

Regulation

FSA bans firm's directors for witholding information on client funds

The FSA has banned three directors of London-based BPS Insure for failing to declare a deficit of around £3m in the firm's client account and that they had misused client money.

clock 02 September 2008 •

Your profession

One in six advisers would quit under current RDR

Almost one in six financial advisers will leave the industry if the Retail Distribution Review's (RDR) proposals are accepted in their current form.

clock 01 September 2008 •

Regulation

Andrew Strange - A beady eye

Aifa's new policy director talks to Paul Robertson about issues affecting IFAs - from challenges of the RDR, to TCF deadlines and the ongoing PPI investigation - plus Kylie Minogue

clock 01 September 2008 •

Regulation

FSA addresses payment services with latest consultation paper

The FSA has issued a consultation paper proposing Handbook changes that are required to implement aspects of the Payment Services Directive (PSD), a rule relevant to card payments, direct debits and money transfers.

clock 28 August 2008 •

Regulation

IFA banned after pension transfer failings

The FSA has banned Barnsley-based IFA Darrell Mark Eaden from being a senior manager after he exposed clients to the risk of receiving unsuitable advice.

clock 20 August 2008 •

Regulation

FSA takes action on recovery firm scam

The FSA has issued an alert today that at least ten 'recovery firms' are targeting a scam at investors who bought shares through Pacific Continental Securities, a broker which went into administration in June 2007.

clock 19 August 2008 •

Regulation

FSA halts illegal share scheme

The FSA has been granted a permanent injunction preventing consultant Treadstone Corporation from illegally promoting and selling shares to UK investors.

clock 13 August 2008 •
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