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Regulation

Regulation

Life after RDR

clock 01 October 2008 •

Regulation

FSA steps up efforts to halt PPI mis-selling

The FSA has said it is "escalating" its regulatory intervention to tackle poor PPI sales practices.

clock 30 September 2008 •

Regulation

IMA hits out at FSA's "misleading" RIY requirements

The IMA has rebuked the FSA's call for authorised funds to continue to publish Reduction In Yield (RIY) information.

clock 30 September 2008 •

Regulation

FSA issues protected rights warning

The FSA has warned firms on issuing appropriate advice to customers regarding the transfer of protected rights into SIPPs.

clock 29 September 2008 •

Regulation

FSA appoints retail banking and insurance advisers

The FSA has appointed two senior advisers, Graeme Hardie and Ian Marshall, to take responsibility for retail markets and wholesale insurance respectively.

clock 23 September 2008 •

Regulation

FSA extends financial education programme

The FSA is rolling out its financial educational programme to a further 50 universities in light of the poor fiscal management among UK adults.

clock 23 September 2008 •

Regulation

AIFA takes on sales/advice split in first RDR issue paper

Clarity between sales and advice will be fundamental to the success of the RDR, with three quarters of consumers (74pc) backing this split, according to AIFA.

clock 22 September 2008 •

Regulation

IMA defends stock lending

The short-selling of bank shares is neither the sole nor principle reason for the falls in the price of certain shares in recent weeks according to the IMA.

clock 19 September 2008 •

Regulation

FSA issues statement on Lehman Brothers UK arm

In light of Lehman Brothers announcement to file for bankruptcy, the FSA has confirmed it is working in tandem with the US authorities to ensure an orderly wind down of its principal UK trading subsidiary, Lehman Brothers International (Europe), which...

clock 15 September 2008 •

Regulation

FSA sanctions hedge fund manager in market abuse case

A city hedge fund manager has become the first to be sanctioned by the FSA over abuse in credit markets.

clock 08 September 2008 •
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