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Regulation

Regulation

Bad bankers should be 'struck off': Miliband

Bankers who take unacceptable risks or mis-sell products to customers should be barred, Labour leader Ed Miliband said.

clock 12 September 2011 •

Regulation

CII warns of creeping FCA powers

The Chartered Insurance Institute (CII) has called for more consultation on the Financial Conduct Authority's (FCA) proposed powers, citing concerns firms could be wrongly punished and consumer confidence damaged.

clock 09 September 2011 •

Regulation

Firms warned on fake FSA tax evasion email

The Financial Services Authority (FSA) has told firms to ignore a scam email telling them the regulator intends to take action agaisnt them for tax evasion.

clock 08 September 2011 •

RDR

Your post-RDR options if you don't meet the deadline

New Model Business Academy's Lee Travis looks at the options for advisers who will not be RDR ready on 1 January 2013.

clock 08 September 2011 •

Regulation

Blog: Like it or not, the FSA is the world's lead regulator

A meeting international representatives of the Financial Planning Standards Board revealed some eye-opening truths about the standing of the FSA abroad

clock 08 September 2011 •

Investing in the profession

Should you change your investment approach post-RDR?

The advent of RDR is changing the way advisers view their investment offering, says Phil Lindsay, development director (UK) at OBSR.

clock 08 September 2011 •

Wrap/platforms

What to expect from your platform post-RDR

In the wake of RDR, platforms have an opportunity to consolidate their position by providing advisers with all the tools to succeed, says David White, head of Fidelity FundsNetwork.

clock 08 September 2011 •

RDR

NMBA alternative assessment added as RDR-ready qualification

An alternative assessment route being offered by New Model Business Academy has been added to the list of qualifications meeting retail distribution review (RDR) requirements by the Financial Services Authority (FSA).

clock 07 September 2011 •

RDR

FSA: New pension transfer exam standards can be met with CPD

Practicing financial advisers will not have to sit further examinations if the FSA increases the qualification standards for pension transfers.

clock 07 September 2011 •

RDR

Independent or restricted? Read these guidelines to help you decide

The Personal Finance Society yesterday issued its interpretation of the rules regarding the status of advice post-retail distribution review(RDR).

clock 07 September 2011 •
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