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Regulation

Wrap/platforms

True Potential to host free IFA investment forum

Investment platform True Potential is set to host its inaugural Investment Forum for advisers next month.

clock 15 September 2011 •

RDR

Perspective acquires Durham IFA

Perspective Financial Group has made its 24th acquisition with the purchase of Durham-based independent financial adviser (IFA) Walter Wright Financial Services (WWFS).

clock 15 September 2011 •

RDR

RDR Blog: Beware the Really Determined Regulator

The FSA has a lot to prove over the coming months and advisers could bear the brunt says Alex Ellerton, associate director at BDO

clock 15 September 2011 •

Regulation

Regulation: A new risk (that's not so close to home)

Paul Stanfield, chief executive of FEIFA, says the FSA has taken note of the growing number of UK IFAs with overseas clients.

clock 15 September 2011 •

Investing in the profession

Five steps to CII RO exam success

Perspective Financial Group's Julie Hepworth offers a series of tips to help advisers hop, skip and jump their way through the CII's RO exams.

clock 15 September 2011 •

US

Lehmans three years on: Do advisers understand counterparty risk?

It has been three years since Lehman Brothers filed for bankruptcy, creating the biggest banking failure in history and sending shockwaves through global markets.

clock 15 September 2011 •

Regulation

Ads watchdog kicks out MAS complaints

The Advertising Standards Authority (ASA) has decided not to uphold any of the complaints against the Money Advice Service (MAS) television advertisements.

clock 14 September 2011 •

Regulation

FSCS chairman to earn £75k for two days per week

The Financial Services Authority is hiring a new chairman of the Financial Services Compensation Scheme - on a yearly salary of £75,000 for two days work a week.

clock 13 September 2011 •

RDR

David Ingram: Tell us what RDR help you need

Aim Two Three, the support service for product providers set up by former threesixty director David Ingram, has launched a survey to find out what help advisers and principals need ahead of the retail distribution review (RDR).

clock 12 September 2011 •

Regulation

FSA issues warning on Sesame AR clone

The Financial Services Authority (FSA) has issued a warning to investors about a business trading under the name of a former appointed representative of network Sesame.

clock 12 September 2011 •
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