Regulation

Charging

Advice firms spent almost £0.5bn on regulation in 2015 - APFA

Direct regulatory costs up 50% for smaller firms

clock 03 November 2016 • 2 min read

Regulation

FCA boss Andrew Bailey opens up in Sunday Times interview

Gives new meaning to ‘shell-shocked'

clock 31 October 2016 • 2 min read

Regulation

FCA admits lack of resources to monitor small firms

Regulator is consulting on its 'mission'

clock 26 October 2016 • 2 min read

Regulation

Regulate and rinse - regulators stuck in 'spin-cycle'

Report by New City Agenda and Cass Business School

clock 25 October 2016 • 2 min read

Regulation

Standard Life annuity sales could cost firm 'up to £125m'

Follows FCA report on non-advised sales

clock 19 October 2016 • 2 min read

Regulation

Personal pension complaints drop further 10%, FCA data

Have been declining since H1 2015

clock 06 October 2016 • 2 min read

Regulation

Govt mulls dropping advice requirement on expat pension transfers

Retirees at risk

clock 30 September 2016 • 3 min read

Regulation

Investment trusts avoid automatic 'complex' definition under MiFID II

Welcomed by the AIC

clock 30 September 2016 • 2 min read

Regulation

FCA plans to replace RDR 'independence' standard

RDR definition 'too difficult' to achieve, respondents to consultation said

clock 29 September 2016 • 3 min read

Regulation

MiFID II prep to cost firms £1.6bn, says report

Surveyed investment banks and asset managers

clock 29 September 2016 • 2 min read