The latest Regulation news for financial advisers and intermediaries from Professional Adviser

'Excessive' use of non-monetary benefits found

29 September 2016 • 2 min read

Third consultation paper published by regulator

29 September 2016 • 1 min read

Comes as regulator seeks to strengthen senior managers' regime

28 September 2016 • 2 min read

Rolled out to all regulated financial services firms from 2018

28 September 2016 • 2 min read

More progress needed on Senior Managers Regime

28 September 2016 • 1 min read

Reportedly once spent £125,000 on single bottle of Champagne

27 September 2016 • 1 min read

Plus the 2015 Insurance Act and financial crime reporting

26 September 2016 • 4 min read

FCA proposed stand-alone qualification

26 September 2016 • 3 min read

Firm focusing on 'hybrid' advice

23 September 2016 • 2 min read

RegTech has 'potential' - FCA's Woolard

22 September 2016 • 2 min read

Regulation