FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS
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Compensation system needs to change
‘Risk avoidance' appears to have replaced ‘risk management'
FCA reviews FSCS levies
Sourcing systems found wanting
Liability debate re-opened
Fourth letter in saga
Firm received eight invoices
The right culture is essential...
Pleased to meet you, won't you guess my regulatory status?
Are you up to speed?
24 August 2016
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5 min read
