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Regulation

Regulation

The long goodbye

GOODBYE FSA

clock 08 May 2012 •

RDR

FSA investment head Peter Smith to leave

Peter Smith, head of investment policy at the Financial Services Authority (FSA), is leaving the regulator.

clock 08 May 2012 •

Regulation

FSA fines insurer £3.3m for corporate governance failings

The Financial Services Authority (FSA) has fined wholesale insurer Mitsui Sumitomo Insurance Company (Europe) £3.3m for serious corporate governance failings.

clock 08 May 2012 •

Regulation

New regulator to push banks towards 'good' profits

The Financial Services Authority (FSA) has told banks the new regulatory system will push them to weed out potentially harmful products and demand they pay particular attention to treating customers fairly.

clock 04 May 2012 •

Regulation

Adviser finds evidence of pre-RDR commission dash

A chartered financial planner claims to have found evidence of attempts to maximise commission by both bank advisers and IFAs ahead of the RDR.

clock 03 May 2012 •

Regulation

Car supermarket fined £91,000 for PPI failings

A car supermarket has been fined £91,000 by the Financial Services Authority (FSA) for failing to properly monitor sales of payment protection insurance.

clock 03 May 2012 •

Regulation

PII experts challenge FSA over Arch Cru fallout

Professional indemnity insurance (PII) experts have questioned the FSA's view that its redress scheme for Arch Cru investors will have no impact upon the future availability of cover for IFAs.

clock 03 May 2012 •

Investment

The Bank of England: 15 years on

Fifteen years after Gordon Brown gave the Bank of England its independence, Dan Conaghan examines how it has fared.

clock 03 May 2012 • 5 min read

RDR

In Partnership network takes on Capita's financial software

IFA network, In-Partnership has taken on several technology solutions from Capita Financial Software that will integrate with the company's back office system.

clock 02 May 2012 •

Regulation

Treasury opens consultation on future of MAS

The Treasury Select Committee (TSC) is calling for submissions on the future of the Money Advice Service (MAS) - the national free consumer advice scheme funded, in part, by the financial services industry.

clock 02 May 2012 •
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