Regulation
Regulation
The Financial Services Consumer Panel (FSCP) has called for new regulator to be able to publish the results of mystery shopping exercises, among other recommendations for increased transparency.
11 May 2012
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Regulation
The Financial Services Authority (FSA) has fined adviser Donald McKee Morgan £335,204 for insurance fraud.
11 May 2012
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RDR
SWIP has joined the growing number of asset managers offering RDR-ready share classes by launching a lower-cost share class for its £38m Diversified Assets fund.
11 May 2012
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Regulation
The regulator has set out the circumstances under which the new Financial Conduct Authority (FCA) will exercise its temporary product intervention powers.
09 May 2012
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Regulation
The Complaints Commissioner has rejected a complaint from a consumer that the Financial Services Authority (FSA) failed to adequately monitor his financial adviser, who he claimed had given him unsuitable advice.
09 May 2012
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