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Regulation

RDR

Jarrett to head retail channel in Aegon restructure

Aegon has appointed Duncan Jarrett to the role of retail managing director following a restructure at the group.

clock 03 December 2012 •

RDR

Regulation will boost advice delivery (say 6% of IFAs)

Just 6% of advisers believe the current regulatory environment is having a positive impact on their ability to offer advice, according to a survey of more than 500 intermediaries.

clock 03 December 2012 •

Regulation

Autumn Statement: What can we expect?

As Chancellor George Osborne prepares to deliver his Autumn Statement on Wednesday, we look at some of the main measures he may announce.

clock 03 December 2012 •

Regulation

IFAs must find extra £28m for FSCS levy

IFAs will need to find an extra £28m to cover the cost of further levies for the Financial Services Compensation Scheme (FSCS).

clock 30 November 2012 •

Regulation

FSA to probe corruption in asset manager review

The Financial Services Authority (FSA) is set to probe the asset management industry in a review of the risks of bribery, corruption, sanctions and money laundering, according to law firm Dechert.

clock 30 November 2012 •

RDR

Capital Platform: 95% of advisers to stay put post-RDR

Few advisers will drop out of the industry after the Retail Distribution Review (RDR) and most plan to go independent, research from Capital Platform suggests.

clock 30 November 2012 •

Investment

FSA considering platform legacy commission ban from 2014

The Financial Services Authority (FSA) has begun informal discussions with key industry players about a potential ban on all fund commission payments from the start of 2014 for business written on platforms.

clock 29 November 2012 •

RDR

Law Society urges members to ignore SRA decision or risk mis-selling claims

The Law Society has taken the unprecedented step of urging its members to ignore the Solicitors Regulation Authority's (SRA) new rules on recommending financial advisers to clients, warning that they could expose solicitors to negligence claims.

clock 29 November 2012 •

RDR

Canada Life unveils adviser-charging structure

Canada Life has announced its post Retail Distribution Review (RDR) adviser-charging structure across its core retirement, onshore and offshore investment solutions.

clock 29 November 2012 •

RDR

I've run out of time: an unqualified IFA speaks

EXAMS

clock 29 November 2012 •
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