Regulation

Regulation

Simon Goryl: FOS changes should focus minds on complaints procedures

FOS limit up from £150,000 to £350,000

clock 01 April 2019 • 4 min read

Regulation

Calls for FCA to take charge on SMCR harassment rules

Guidance on dealing with misconduct

clock 18 March 2019 • 3 min read

Regulation

FCA to urge EU authorities to address PRIIPs failings

EU review to be completed this year

clock 28 February 2019 • 4 min read

Regulation

Investment Association weighs retail product labels for SRI funds

Part of raft of proposals to increase visability of SRI to retail investors

clock 25 January 2019 • 8 min read

Regulation

ESMA: Fees erode 25% of retail investors' fund returns

Passive equity funds ‘consistently’ outperforming active counterparts

clock 11 January 2019 • 2 min read

Regulation

Can the financial services sector create good outcomes for women as both employees and customers?

INDUSTRY VOICE: How can the financial services sector create good outcomes for women as both employees and customers? This was the question posed by Quilter's corporate affairs director Jane Goodland to four panellists at TISA's annual conference this...

clock 13 December 2018 • 3 min read

Regulation

FCA plans wider retail ban of CFDs following ESMA proposals

Could reduce annual losses by up to £451m

clock 07 December 2018 • 3 min read

Regulation

Brexit implementation could hit UK with raft of FS legislation - FCA

Could be forced to accept "more than 30" new rules

clock 29 November 2018 • 3 min read

Regulation

Treasury Select Committee plots post-Brexit financial regulation inquiry

Financial services deal unclear

clock 05 November 2018 • 4 min read

Regulation

FCA clamps down on sexual misconduct ahead of SM&CR extension

Letter to Women and Equalities Committee

clock 17 October 2018 • 2 min read