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Regulation

Managed solutions

Investing by numbers: how to avoid following the herd

OUTSOURCING

clock 06 June 2013 •

Regulation

What to expect from the FCA's business risk assessments

RISK ASSESSMENTS

clock 06 June 2013 •

Adviser tips

Five questions every forward-thinking firm should ask

TRENDS

clock 06 June 2013 •

Adviser tips

Relationship breakdown? How to keep client complaints in-house

COMPLAINTS

clock 06 June 2013 • 3 min read

Regulation

Sesame: FCA fine will not make us raise membership fees

IFA network Sesame has said it remains in a 'strong' financial position and will not increase its membership fees because of today's £6m fine for failings relating to advice given on Keydata products.

clock 05 June 2013 •

Regulation

APFA appoints Hannant director general

The Association of Professional Financial Advisers (APFA) has appointed Chris Hannant as its new director general.

clock 05 June 2013 •

Regulation

FCA fines Sesame £6m for Keydata advice failings

The Financial Conduct Authority (FCA) has fined Sesame Limited £6,031,200 for failures in relation to Keydata advice.

clock 05 June 2013 •

Regulation

Ex-stock exchange chief under fire from MPs over BoE post

MPs have questioned the fitness of former London Stock Exchange chief executive Clara Furse to sit on the Bank of England (BoE)'s new stability arm.

clock 05 June 2013 •

RDR

RLAM manager backs three 'post-RDR wealth manager survivors'

Royal London Asset Management (RLAM)'s Martin Cholwill has upped his stake in Brewin Dolphin as he backs three wealth managers to survive the post-Retail Distribution Review (RDR) world.

clock 05 June 2013 •

Regulation

FSCS compensates Bentley-Leek customers

The Financial Services Compensation Scheme (FSCS) has declared former IFA Bentley-Leek in default and said it will aim to compensate customers within the coming six months.

clock 04 June 2013 •
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