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Regulation

Adviser tips

Why initial consultations should always be free

FIRST MEET

clock 17 June 2013 •

Regulation

FCA issues warning on Harlequin investments

The Financial Conduct Authority (FCA) is warning investors considering paying money to any of the companies in the Harlequin group "to do so with caution".

clock 17 June 2013 •

Charging

Fund groups eye 0% share classes as alternative to 'super clean'

Some of the UK's largest fund houses are considering launching retail share classes with a 0% AMC rather than provide platforms with ‘super clean' alternatives.

clock 17 June 2013 •

Regulation

Standard Life mulls self-serve proposition

Standard Life is considering the introduction of a self-serve proposition aimed at capturing the opportunities presented by auto-enrolment.

clock 17 June 2013 •

Regulation

Ex-broker admits giving advice without authorisation

A mortgage broker has pleaded guilty to 12 criminal offences in a case brought to Maidstone Crown Court by the Financial Conduct Authority (FCA).

clock 14 June 2013 •

Regulation

Ex-Bradford & Bingley director faces £100k fine after court loss

Former Bradford & Bingley group finance director Chris Willford is potentially facing a £100,000 fine from the Financial Conduct Authority (FCA) after losing in the Court of Appeal yesterday.

clock 14 June 2013 •

Regulation

FCA wins appeal against judicial review

The Court of Appeal has overturned a High Court ruling which would have allowed a judicial review of a Financial Services Authority's Regulatory Decisions Committee (RDC) determination.

clock 13 June 2013 •

Regulation

Public could have new avenue to challenge poor wills

The Legal Ombudsman is to consult on establishing a scheme which would give consumers a new avenue to challenge will-writers.

clock 13 June 2013 •

Regulation

Could you pass this early CII exam paper?

YOU MAY BEGIN...

clock 13 June 2013 •

Adviser tips

Six reasons you should take on a young recruit

NEW BLOOD

clock 13 June 2013 •
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