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Regulation

Investment

Pre-RDR spike in GPP sales may be 'cause for concern', says DWP

Adviser commission on auto-enrolment pension schemes established before the Retail Distribution Review (RDR) could be scrapped under measures announced by the government.

clock 30 October 2013 •

Regulation

Court blocks Aberdeen AM bonus tax avoidance scheme

An offshore tax avoidance scheme used by FTSE 100-listed investment management company Aberdeen Asset Management to pay its employees tax-free bonuses has been closed by Scotland's most senior court.

clock 30 October 2013 •

Regulation

FOS kicks off £200k review of its role and reach

The Financial Ombudsman Service (FOS) has hired trend forecaster the Future Foundation to conduct a review of the ombudsman's role in the changing world of financial services.

clock 30 October 2013 •

Investment

FCA readies fund charges overhaul as asset managers 'stretch rules'

The chief executive of the Financial Conduct Authority is set to criticise asset management firms for the way they pass on the cost of third party research to clients.

clock 30 October 2013 •

Wrap/platforms

What's driving the move to multi-platform use?

PLATFORMS

clock 29 October 2013 •

Regulation

Name and shame: The true cost of FCA warning notices

NAME & SHAME

clock 29 October 2013 •

Regulation

Advisers face another FSCS interim levy after Catalyst/ARM failure

The Financial Services Compensation Scheme (FSCS) has said it expects to raise a supplementary levy on investment advisers before the end of the current levy year, to make up for losses incurred by the failings of ARM bonds and their distributor Catalyst....

clock 29 October 2013 •

Regulation

JP Morgan to pay £3.2bn to settle mortgage claims case

JP Morgan has agreed to pay $5.1bn (£3.2bn) to resolve claims it misled mortgage lenders before the housing crash.

clock 28 October 2013 •

Regulation

Osborne set to decide RBS future this week

The Chancellor looks set to decide the future of the taxpayer-backed lender this week following a government-commissioned review of the business.

clock 28 October 2013 •

Regulation

Savers could get £500k protected from bank collapse under EU changes

Some savers with up to £500,000 in their account will have their money fully protected by the government if their bank fails, under new European rules.

clock 28 October 2013 •
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