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Regulation

Regulation

Long-stop petition attracts 7,000 signatures but misses target

An online petition calling on the government to remove the financial ombudsman's right to consider client claims without any time restriction has ended 3,000 signatures short of target.

clock 25 July 2014 •

Regulation

'I felt I was hanging in the breeze': Ex-Financial Ltd IFA speaks out

A former appointed representative of Financial Ltd, the network banned this week from recruiting new advisers in a landmark ruling, has spoken exclusively to Professional Adviser about what he found during his time at the firm...

clock 25 July 2014 •

Regulation

'It was worth a try': Alan Lakey steps down from APFA council

Highclere Financial Services senior partner Alan Lakey has left his position as a member of the Association of Professional Financial Advisers (APFA) council as he felt his voice "did not get heard".

clock 25 July 2014 •

Adviser tips

Best of the best? Why 'one-stop' advice shops are not the silver bullet

Why ‘one-stop’ advice shops are not the silver bullet

clock 24 July 2014 • 3 min read

Regulation

FCA for a day: What advisers would do if they had the power (part I)

Advisers tell PA what they would do if they held a regulatory wand for one day

clock 24 July 2014 • 4 min read

Regulation

FCA for a day: What advisers would do if they had the power (part two)

What advisers would do if they had the power (part two)

clock 23 July 2014 • 4 min read

Regulation

FOS names Caroline Wayman chief ombudsman and CEO

The Financial Ombudsman Service (FOS) has named Caroline Wayman as its chief ombudsman and CEO, succeeding Natalie Ceeney.

clock 23 July 2014 •

Regulation

FOS fends off increasing number of pension complaints

The Financial Ombudsman Service (FOS) has fended off an increasing number of pension complaints in the first quarter of this year as the number of complaints increased but uphold rates dropped.

clock 23 July 2014 •

Regulation

FCA fines former J.P. Morgan banker £450,000 for market abuse

The Financial Conduct Authority (FCA) has fined a former senior J.P. Morgan banker £450,000 after he disclosed inside information to contacts.

clock 22 July 2014 •

Charging

Pillar of the community: A profile of IFA Carl Lamb

Pillar of the community: A profile of IFA Carl Lamb

clock 22 July 2014 • 13 min read
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