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Regulation

RDR

Aegon distances itself from executive's 'view' on advisers

Product provider Aegon has distanced itself from a view attributed to its head of marketing that advisers have been "disintermediated" and that its future lies in direct relationships with consumers.

clock 19 August 2014 •

Regulation

HSBC advisers took 15% commission for SIPP set ups

The scale of commissions taken by HSBC bank advisers for one-off pension transfer work has been revealed in a judgement delivered by the Financial Ombudsman Service (FOS).

clock 19 August 2014 •

Regulation

Sheriar Bradbury: Why aren't IFAs heard?

United we stand: Why IFAs need to shout louder

clock 15 August 2014 •

Regulation

Ex-FSA lawyer warns of regulator's 'unachievable' product promotion rules

A lawyer who spent six years in the financial regulator's enforcement team has expressed doubts over his former employer's product promotions rules.

clock 15 August 2014 •

Technology

You can't put the (social media) genie back in the bottle

You can’t put the (social media) genie back in the bottle

clock 14 August 2014 • 5 min read

Regulation

Keydata claims another adviser as 28 firms declared in default

Another Keydata adviser has been declared in default by the Financial Services Compensation scheme (FSCS), as it published a new list of 28 advice firms unable to meet claims against them.

clock 14 August 2014 •

Regulation

Alan Lakey becomes agony aunt Dr FOSgood

Highclere Financial Services senior partner Alan Lakey and adviser community website Panacea Adviser have teamed up to launch a helpline for advisers tackling Financial Ombudsman Service (FOS) related issues.

clock 14 August 2014 •

RDR

FCA warns firms on 'self-defeating' transactions

The Financial Conduct Authority (FCA) is reminding advisory businesses to beware "self-defeating transactions" when totting up the total charges clients are being asked to pay.

clock 14 August 2014 •

RDR

Consumer confidence in financial services 'remains low post-RDR' - adviser poll

Almost half of advisers (47%) do not think consumer confidence in financial services has risen since the introduction of the Retail Distribution Review (RDR), according to Cofunds research.

clock 13 August 2014 •

Regulation

FCA uncovers widespread financial promotions failings

The Financial Conduct Authority (FCA) has said firms must do more to ensure advertisements do not mislead consumers after it found 227 cases of non-compliant promotions in the consumer credit sector.

clock 13 August 2014 •
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