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Regulation

Pensions

FSCS 'expects' more IFA failures from SIPP investigations

The Financial Services Compensation Scheme (FSCS) said it expects the number of advisory businesses declared in default as a result of its investigations into self-invested personal pension (SIPP) advice to rise above the current four.

clock 29 July 2014 •

Managed solutions

DFMs under pressure over portfolio charges as FCA mulls review

Discretionary fund managers (DFMs) are facing growing pressures to standardise managed portfolio fees as the Financial Conduct Authority (FCA) considers warning advisers against using any service where costs are not clear.

clock 29 July 2014 •

Managed solutions

Run the money or outsource? Book your spot at the first ever FE Investment Summit

With the FCA's multiple spotlights converging on investment suitability, advisers are being invited to have their questions answered...

clock 28 July 2014 •

Regulation

Regulators hit Lloyds group with £218m fine for fees and rates manipulation

Lloyds Banking Group has been fined a total of £218m by UK and US authorities for a series of failings, including manipulating fees it owed to the Bank of England (BoE) for a taxpayer-backed scheme designed to support the UK's banks during the financial...

clock 28 July 2014 •

RDR

Consolidator AFH buys IFA to expand into Scottish market

AFH has bought out Edinburgh-based Finlay Gow & Company for £657,000 to enter the Scottish advice market.

clock 28 July 2014 •

Technology

Why paraplanners are more important than ever

Why paraplanners are more important than ever

clock 25 July 2014 • 4 min read

Pensions

CDCs: From Holland, with love...

Can CDCs plug the pensions savings gap?

clock 25 July 2014 • 4 min read

Investing in the profession

Perfect harmony? The complicated adviser/paraplanner relationship

Perfect harmony? The complicated adviser/paraplanner relationship

clock 25 July 2014 • 4 min read

Fixed Income

FCA warns over corporate bond fund risks

The Financial Conduct Authority (FCA) has issued a fresh warning to consumers about the risks of investing in corporate bond funds.

clock 25 July 2014 •

Regulation

Long-stop petition attracts 7,000 signatures but misses target

An online petition calling on the government to remove the financial ombudsman's right to consider client claims without any time restriction has ended 3,000 signatures short of target.

clock 25 July 2014 •
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