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Regulation

Regulation

UK handed surprise boost as Brit gets top EU financial services role

The UK financial services industry's hand in European Union negotiations has been strengthened by the surprise appointment of a Conservative peer to the key role of European Union (EU) commissioner for financial services.

clock 10 September 2014 •

Regulation

FCA chief Wheatley backs innovators to close advice gap

The chief executive of the Financial Conduct Authority (FCA) has said the market will innovate to close any advice gaps created from changes brought in following the Retail Distribution Review (RDR).

clock 10 September 2014 •

Economics / Markets

IMA: Scottish groups running 11% of fund industry assets

The Investment Management Association (IMA) has highlighted the scale of regulatory change that may be required if Scotland votes for independence, after revealing 11% of total fund industry assets are run by Scottish-based groups.

clock 10 September 2014 •

Regulation

Martin Wheatley backs 'competent' MAS

Martin Wheatley, the chief executive of the Financial Conduct Authority (FCA), said he has confidence the Money Advice Service (MAS) is a "competent organisation", though said it faces a huge operational challenge to deliver the free financial guidance...

clock 09 September 2014 •

Regulation

FSCS launches celeb-heavy £3.3m awareness campaign

The Financial Services Compensation Scheme (FSCS) has launched a new consumer awareness campaign, starring five celebrities, which it hopes will increase awareness of the scheme to 70% of savers.

clock 08 September 2014 •

Regulation

Prudential director joins PRA

Prudential's director of UK and European insurance subsidiaries and head actuary has joined the Prudential Regulation Authority (PRA) as an independent member of the board.

clock 05 September 2014 •

Pensions

SIPP due diligence: Six new questions to ask

SIPP due diligence: Six new questions to ask

clock 03 September 2014 • 5 min read

Regulation

Jet setting FCA: Foreign travel tops regulator's board expense claims

The Financial Conduct Authority's (FCA) directors racked up expense claims between April last year and this March of £61,887, mainly to cover the cost of foreign travel for the chairman, chief executive and supervision director.

clock 03 September 2014 •

Regulation

SimplyBiz launches events on sunset clause

Support services provider SimplyBiz is launching a series of events focusing on investments and the sunset clause.

clock 03 September 2014 •

RDR

Hargreaves awaits 'guidance' clarity as assets near £47bn

Hargreaves Lansdown has reported a record pre-tax profit of £209.8m for the year to 30 June after it weathered the impact of changes to its charging model and falling returns on cash.

clock 03 September 2014 •
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