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Regulation

Regulation

Worst ravages of RDR over as advisers in 'survival mode' halve

Advisers have overcome the biggest hurdles they were confronted with as a result of the Retail Distribution Review (RDR), according to a poll, with the number reporting they are still in "survival mode" having halved.

clock 17 September 2014 • 3 min read

Regulation

APFA challenges 'inefficient' FCA to cut annual budget up to 2% a year

The Financial Conduct Authority (FCA) should freeze or reduce its annual budget in a self-imposed efficiency drive to cut regulation costs, Chris Hannant has said.

clock 16 September 2014 •

Regulation

RBS faces class action over 'abuse' of small businesses

Hundreds of business owners affected by Royal Bank of Scotland's "turnaround" division for struggling companies are planning to sue the bank through a group legal action.

clock 16 September 2014 •

Adviser tips

A suitable portfolio is...

So, what does a suitable portfolio recommendation look like?

clock 15 September 2014 •

Adviser tips

The five steps to 'common sense' suitable advice

The five steps to 'common sense' suitable advice

clock 15 September 2014 •

Regulation

APFA in crunch FCA meeting as long-stop fight continues

The Association of Professional Financial Advisers (APFA) met with the Financial Conduct Authority today (FCA) as it continues to push the regulator over an adviser long-stop.

clock 15 September 2014 •

Regulation

We will survive trail switch-off, declare 'stoic' advisers

The vast majority of advisers have faith they will adapt successfully to a world without trail commission, but one in ten say it could mean they cease trading, according to a survey.

clock 12 September 2014 •

Regulation

Regulation round-up: Enhanced supervision, Pension Schemes Bill and protection of client money

Regulation round-up: Enhanced supervision, Pension Schemes Bill and protection of client money

clock 12 September 2014 •

Regulation

Aegon reveals plans if Scots vote for independence

Aegon would establish a new registered life company in England should Scots vote for independence on 18 September.

clock 11 September 2014 •

RDR

FSCP: RDR side-steppers obstructing trust campaign

Evidence of advisory firms and providers avoiding their obligations following the Retail Distribution Review (RDR) is harming the ongoing campaign to rebuild public trust in financial services, according to the Financial Services Consumer Panel (FSCP)....

clock 11 September 2014 •
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