Firms' culture is in danger of becoming merely regulatory and "yet another catchphrase" if they fail to see beyond their systems and controls, the Financial Conduct Authority's (FCA) new director of enforcement and market oversight has said.
The Financial Conduct Authority (FCA) has set aside £400,000 to cover the man hours it expects to spend on its joint work with the Treasury, the Financial Advice Market Review (FAMR).
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Has one IFA's unusual hobby highlighted questionable FOS decisions?
Asia Pacific Leaders fund changing to sustainability strategy
Adviser consolidator AFH Financial is considering further financing options to take advantage of a "pipeline of opportunities" in the acquisitions market.
A financial planning and investment service offering regulated advice, guidance and execution-only services to the over-50s has been launched in a joint venture between Tilney Bestinvest and Saga.
First appointment since Godfrey's exit
Wide use of term is 'highly inappropriate' given some models, consultant argues
Exam designed to enhance public confidence in life and pensions