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Your profession

Regulation

FCA: 'Culture is in danger of becoming a buzz term'

Firms' culture is in danger of becoming merely regulatory and "yet another catchphrase" if they fail to see beyond their systems and controls, the Financial Conduct Authority's (FCA) new director of enforcement and market oversight has said.

clock 12 November 2015 •

Regulation

FCA sets aside £400k for FAMR staff cost

The Financial Conduct Authority (FCA) has set aside £400,000 to cover the man hours it expects to spend on its joint work with the Treasury, the Financial Advice Market Review (FAMR).

clock 11 November 2015 •

Retirement

Adviser noticeboard: Post-it note size stuff for IFAs

It's Professional Adviser's weekly heads-up on the jobs, events, jokes, quotes, and other bits for professional financial advisers...

clock 09 November 2015 •

Regulation

Three odd FOS verdicts (and why advisers need to know about them)

Has one IFA's unusual hobby highlighted questionable FOS decisions?

clock 09 November 2015 •

Equities

Angus Tulloch and Jonathan Asante step down from funds

Asia Pacific Leaders fund changing to sustainability strategy

clock 09 November 2015 •

Companies

IFA acquirer AFH excited by 'pipeline of opportunities'

Adviser consolidator AFH Financial is considering further financing options to take advantage of a "pipeline of opportunities" in the acquisitions market.

clock 09 November 2015 •

Companies

Financial planning service for over-50s launched

A financial planning and investment service offering regulated advice, guidance and execution-only services to the over-50s has been launched in a joint venture between Tilney Bestinvest and Saga.

clock 09 November 2015 •

Your profession

Former Barclays Wealth CEO Horrell joins IA board

First appointment since Godfrey's exit

clock 06 November 2015 •

Technology

Is this a better name for robo-advice?

Wide use of term is 'highly inappropriate' given some models, consultant argues

clock 05 November 2015 •

Retirement

CII to launch life and pensions qualification for front line staff

Exam designed to enhance public confidence in life and pensions

clock 05 November 2015 •
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